| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2012-09-24 | - |
| Rep | 就證券提供意見 | 2012-09-24 | - | |
| Rep | 證券交易 | 2012-09-24 | - | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-09-11 | 2012-07-13 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2006-09-11 | 2012-01-31 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2006-09-08 | 2012-07-13 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2005-10-19 | 2006-08-13 |
已採集記錄中暫無金管局登記。