| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-06-23 | 2026-02-27 |
| Rep | 證券交易 | 2011-06-23 | 2026-02-27 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-06-23 | 2012-01-31 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-05-02 | 2008-06-30 |
| Rep | 證券交易 | 2008-05-02 | 2010-07-23 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-05-02 | 2008-06-30 |