| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2010-08-25 | 2011-10-06 |
| Rep | 證券交易 | 2010-08-25 | 2011-10-06 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2010-08-25 | 2011-10-06 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-02-04 | 2010-06-11 |
| Rep | 證券交易 | 2008-02-04 | 2010-06-11 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-02-04 | 2010-06-11 |