| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Lochpine Capital Limited | RO | 就證券提供意見 | 2024-08-16 | 2026-09-18 |
| RO | 提供資產管理 | 2024-08-16 | 2026-09-18 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2020-07-08 | 2023-10-24 |
| Rep | 就證券提供意見 | 2020-07-08 | 2023-10-24 | |
| Rep | 證券交易 | 2020-07-08 | 2023-10-24 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-08-15 | 2012-11-23 |
| Rep | 證券交易 | 2011-08-15 | 2012-11-23 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-08-15 | 2012-01-31 |