| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2011-02-07 | 2011-11-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-02-07 | 2011-11-30 |
| Rep | 證券交易 | 2011-02-07 | 2011-11-30 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2003-12-09 | 2005-03-21 |