| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2009-02-27 | 2017-11-06 |
| Rep | 證券交易 | 2009-02-27 | 2017-11-06 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-02-27 | 2012-01-31 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2008-05-15 | 2009-01-17 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2008-05-15 | 2009-01-17 |