| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | 證券交易 | 2022-09-19 | - |
| RO | 就證券提供意見 | 2021-12-08 | - | |
| RO | 提供資產管理 | 2021-12-08 | - | |
| Rep | 就證券提供意見 | 2021-11-03 | 2021-12-08 | |
| Rep | 提供資產管理 | 2021-11-03 | 2021-12-08 | |
| Ping An Securities (Hong Kong) Asset Management Company Limited | RO | 就證券提供意見 | 2019-06-10 | 2021-07-30 |
| RO | 提供資產管理 | 2019-06-10 | 2021-07-30 | |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2017-01-09 | 2021-07-30 |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | 就證券提供意見 | 2013-11-08 | 2021-05-20 |
| RO | 提供資產管理 | 2013-11-08 | 2021-05-20 | |
| FULBRIGHT ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2012-05-31 | 2013-11-01 |
| FULBRIGHT FUTURES LIMITED | RO | 就期貨合約提供意見 | 2012-05-31 | 2013-11-01 |
| RO | 期貨合約交易 | 2012-05-31 | 2013-11-01 | |
| FULBRIGHT SECURITIES LIMITED | RO | 就證券提供意見 | 2012-05-31 | 2013-11-01 |
| LINZ GLOBAL (HK) LIMITED | RO | 期貨合約交易 | 2011-12-28 | 2012-07-12 |
| Rep | 期貨合約交易 | 2011-10-11 | 2011-12-28 | |
| AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2004-11-03 |
| RO | 就期貨合約提供意見 | 2003-04-01 | 2012-03-30 | |
| RO | 就證券提供意見 | 2003-04-01 | 2012-03-30 | |
| RO | 提供資產管理 | 2003-04-01 | 2012-03-30 |
已採集記錄中暫無金管局登記。