| Digital Climate Securities HK Limited | RO | 就證券提供意見 | 2024-12-23 | - |
| RO | 證券交易 | 2024-12-23 | - |
| SINO-RICH SECURITIES & FUTURES LIMITED | RO | 期貨合約交易 | 2021-06-16 | 2024-11-22 |
| RO | 證券交易 | 2021-06-16 | 2024-11-22 |
| RO | 提供資產管理 | 2013-09-02 | 2024-11-22 |
| RO | 就期貨合約提供意見 | 2012-06-21 | 2024-11-22 |
| RO | 就證券提供意見 | 2012-06-21 | 2024-11-22 |
| Rep | 期貨合約交易 | 2012-03-06 | 2021-06-16 |
| Rep | 證券交易 | 2012-03-06 | 2021-06-16 |
| CNCB (Hong Kong) Capital Limited | RO | 就期貨合約提供意見 | 2005-01-18 | 2011-01-14 |
| RO | 就證券提供意見 | 2005-01-18 | 2011-01-14 |
| RO | 提供資產管理 | 2005-01-18 | 2011-01-14 |
| AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2004-11-03 |
| RO | 就期貨合約提供意見 | 2003-04-01 | 2012-02-29 |
| RO | 就證券提供意見 | 2003-04-01 | 2012-02-29 |
| RO | 提供資產管理 | 2003-04-01 | 2012-02-29 |