| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 提供資產管理 | 2012-10-26 | 2016-04-01 |
| Rep | 證券交易 | 2012-06-20 | 2016-04-01 | |
| Hafoo Securities Limited | Rep | 證券交易 | 2010-09-20 | 2012-05-17 |
| WILSON SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-09-20 | 2012-05-17 |
| Rep | 證券交易 | 2010-09-20 | 2012-05-17 |