| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2012-05-24 | 2015-12-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-01-26 | 2015-12-01 |
| Rep | 證券交易 | 2012-01-26 | 2015-12-01 | |
| Hafoo Securities Limited | Rep | 證券交易 | 2011-06-20 | 2011-09-06 |
| WILSON SECURITIES LIMITED | Rep | 就證券提供意見 | 2011-06-20 | 2011-09-06 |
| Rep | 證券交易 | 2011-06-20 | 2011-09-06 |