| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2011-11-17 | 2015-03-31 |
| Rep | 證券交易 | 2011-11-17 | 2015-03-31 | |
| Hafoo Securities Limited | Rep | 證券交易 | 2011-05-13 | 2011-09-13 |
| WILSON SECURITIES LIMITED | Rep | 就證券提供意見 | 2011-05-13 | 2011-09-13 |
| Rep | 證券交易 | 2011-05-13 | 2011-09-13 |