| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2023-06-13 | 2025-05-22 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2021-05-03 | 2021-10-29 |
| CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | - | 2003-08-04 |
| Rep | 就機構融資提供意見 | - | 2004-10-29 | |
| Rep | 就證券提供意見 | - | 2004-10-29 | |
| Rep | 提供資產管理 | - | 2004-10-29 | |
| Rep | 證券交易 | - | 2004-10-29 | |
| CHOW SANG SANG SECURITIES LIMITED | Rep | 提供自動化交易服務 | - | 2003-08-04 |
| Rep | 就機構融資提供意見 | - | 2005-01-04 | |
| Rep | 就證券提供意見 | - | 2005-01-04 | |
| Rep | 提供資產管理 | - | 2005-01-04 | |
| Rep | 證券交易 | - | 2021-04-30 |