| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2021-03-16 | - |
| Rep | 證券交易 | 2021-03-16 | - | |
| CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2004-05-19 | 2004-10-29 |
| Rep | 證券交易 | 2004-05-19 | 2004-10-29 | |
| CHOW SANG SANG SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-05-19 | 2004-11-22 |
| Rep | 證券交易 | 2004-05-19 | 2021-03-07 | |
| CHOW SANG SANG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-04-28 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-28 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2021-03-07 |