| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-09-28 | 2018-01-04 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2008-04-11 | 2012-06-07 |
| Rep | 證券交易 | 2008-04-11 | 2012-06-07 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2008-04-11 | 2012-01-31 |