| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2022-06-01 | - |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2015-11-19 |
| Rep | 證券交易 | 2009-11-02 | 2015-11-19 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-11-02 | 2013-08-31 |
| Rep | 證券交易 | 2009-11-02 | 2013-08-31 | |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2007-09-28 | 2009-10-25 |
| Rep | 就證券提供意見 | 2007-09-28 | 2009-10-25 | |
| Rep | 提供資產管理 | 2007-09-28 | 2009-10-25 |