| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gateway Private Markets (HK) Limited | Rep | 證券交易 | 2024-06-06 | - |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2023-08-18 |
| Rep | 就證券提供意見 | 2011-09-05 | 2022-08-17 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2008-02-28 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-08-15 | 2023-08-18 |
已採集記錄中暫無金管局登記。