| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2024-10-16 | - |
| Rep | 提供自動化交易服務 | 2024-10-16 | - | |
| Rep | 證券交易 | 2024-10-04 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-09-25 | 2024-09-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-09-25 | 2024-09-27 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-19 | 2019-03-22 |
| Rep | 證券交易 | 2006-08-03 | 2019-03-22 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-08-03 | 2013-08-31 |
| Rep | 證券交易 | 2006-08-03 | 2013-08-31 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-02 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-02 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-12-02 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-06-26 | |
| Rep | 證券交易 | 2003-04-01 | 2006-06-26 |
已採集記錄中暫無金管局登記。