| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2020-10-30 |
| Rep | 證券交易 | 2010-04-12 | 2020-10-30 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-04-12 | 2013-08-31 |
| Rep | 期貨合約交易 | 2004-10-04 | 2009-10-27 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | - | 2004-08-09 |
| Rep | 就證券提供意見 | - | 2004-08-09 | |
| Rep | 提供資產管理 | - | 2004-08-09 | |
| Rep | 提供自動化交易服務 | - | 2004-08-09 | |
| Rep | 證券交易 | - | 2009-10-27 |