| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2010-11-10 | 2011-11-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-11-10 | 2011-11-30 |
| Rep | 證券交易 | 2010-11-10 | 2011-11-30 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 證券交易 | 2006-06-13 | 2008-07-26 |
| Rep | 就證券提供意見 | 2004-01-14 | 2008-07-26 |