| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2014-02-18 |
| Rep | 證券交易 | 2011-02-21 | 2014-02-18 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-02-21 | 2013-08-31 |
| Rep | 證券交易 | 2011-02-21 | 2013-08-31 | |
| IMC Asia Pacific Limited | Rep | 期貨合約交易 | 2007-11-12 | 2010-04-27 |
| Rep | 證券交易 | 2007-11-12 | 2010-04-27 |