| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2015-11-24 |
| Rep | 證券交易 | 2011-08-30 | 2015-11-24 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-08-30 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-05-18 | 2011-05-19 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-05-18 | 2011-05-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-12-28 | 2010-04-02 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-12-28 | 2010-04-02 |