| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Atlas Capital Asset Management (HK) Limited | Rep | 就證券提供意見 | 2023-11-03 | - |
| Rep | 提供資產管理 | 2023-11-03 | - | |
| CIAM Capital Management Limited | Rep | 就證券提供意見 | 2017-12-29 | 2023-10-11 |
| Rep | 提供資產管理 | 2017-12-29 | 2023-10-11 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-07-22 | 2011-12-02 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-07-22 | 2011-12-02 |
| Rep | 證券交易 | 2009-07-22 | 2011-12-02 |