Wang, Fan (SFC:AXH201) 王凡
證監會中央編號:AXH201
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | RO | 就期貨合約提供意見 | 2025-09-24 | - |
| RO | 就證券提供意見 | 2025-09-24 | - | |
| RO | 期貨合約交易 | 2025-09-24 | - | |
| RO | 證券交易 | 2025-09-24 | - | |
| Rep | 就證券提供意見 | 2021-08-11 | 2025-09-24 | |
| Rep | 期貨合約交易 | 2021-08-11 | 2025-09-24 | |
| Rep | 證券交易 | 2021-08-11 | 2025-09-24 | |
| FORESTONE (HK) ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2019-12-17 | 2021-05-31 |
| Cornucopiae Asset Management Limited | Rep | 提供資產管理 | 2018-07-20 | 2019-11-30 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-09-06 | 2018-06-29 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-05-13 | 2018-06-29 |
| Rep | 證券交易 | 2014-05-13 | 2018-06-29 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2014-04-24 |
| Rep | 就證券提供意見 | 2011-09-05 | 2014-04-24 | |
| Rep | 證券交易 | 2011-05-16 | 2014-04-24 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-05-16 | 2013-08-31 |