| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2017-03-15 |
| Rep | 證券交易 | 2011-05-05 | 2017-03-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-05-05 | 2013-08-31 |
| Rep | 證券交易 | 2011-05-05 | 2013-08-31 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2010-08-03 | 2011-04-21 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-08-03 | 2011-04-21 |
| Rep | 證券交易 | 2010-08-03 | 2011-04-21 |