| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-07-02 | 2022-07-29 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-07-02 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2006-04-18 | 2009-07-01 |
| SBI China Capital Securities Limited | Rep | 提供資產管理 | - | 2003-07-30 |
| Rep | 證券交易 | - | 2003-07-30 | |
| Rep | 就機構融資提供意見 | - | 2005-02-23 | |
| Rep | 就證券提供意見 | - | 2006-04-09 |