| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2016-08-12 |
| Rep | 就機構融資提供意見 | 2011-07-20 | 2016-08-12 | |
| Rep | 就證券提供意見 | 2011-07-20 | 2016-08-12 | |
| Rep | 證券交易 | 2011-07-20 | 2016-08-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-07-20 | 2013-08-31 |
| Rep | 證券交易 | 2011-07-20 | 2013-08-31 | |
| ORION INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-07-21 | 2011-06-30 |
| Rep | 證券交易 | 2010-07-21 | 2011-06-30 |