| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Symmetry Investments (Hong Kong) Limited | Rep | 提供資產管理 | 2021-07-06 | - |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2018-12-04 | 2018-12-04 |
| RO | 就證券提供意見 | 2018-12-04 | 2021-05-31 | |
| RO | 提供資產管理 | 2018-12-04 | 2021-05-31 | |
| Rep | 提供資產管理 | 2018-11-12 | 2018-12-04 | |
| RED CLIFF ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-11-10 | 2018-04-03 |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-01-18 | 2016-10-18 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-07-02 | 2011-11-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-07-02 | 2011-11-30 |
| Rep | 證券交易 | 2009-07-02 | 2011-11-30 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-12-10 | 2009-04-08 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-12-10 | 2009-04-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-10 | 2009-04-08 |
| Rep | 證券交易 | 2008-10-10 | 2009-04-08 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-04-02 | 2008-09-29 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2008-03-03 | 2008-09-29 |
| Rep | 證券交易 | 2008-03-03 | 2008-09-29 |
已採集記錄中暫無金管局登記。