| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nittan Securities Asia Limited | Rep | 證券交易 | 2024-03-19 | 2026-02-11 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2018-10-12 |
| Rep | 證券交易 | 2010-07-05 | 2018-10-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-07-05 | 2013-08-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-10 | 2010-05-05 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2006-06-05 | 2008-09-29 |