| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2022-04-07 | - |
| Rep | 證券交易 | 2022-04-07 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2016-12-19 | 2021-05-24 |
| Rep | 就機構融資提供意見 | 2015-11-25 | 2016-12-18 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2009-10-12 | 2014-04-11 |
| Rep | 證券交易 | 2009-10-12 | 2014-04-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-10-12 | 2012-01-31 |
已採集記錄中暫無金管局登記。