| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Success Securities Limited | RO | 就證券提供意見 | 2018-06-26 | - |
| RO | 證券交易 | 2018-06-26 | - | |
| SUCCESS ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2013-08-29 | 2021-12-01 |
| Success Futures and Foreign Exchange Limited | Rep | 期貨合約交易 | 2013-03-12 | 2016-11-01 |
| Rep | 槓桿式外匯交易 | 2013-03-12 | 2016-11-01 | |
| Success Securities Limited | Rep | 就證券提供意見 | 2013-03-12 | 2016-11-01 |
| Rep | 證券交易 | 2013-03-12 | 2016-11-01 | |
| Emperor Asset Management Limited | RO | 就證券提供意見 | 2009-11-03 | 2010-06-01 |
| RO | 提供資產管理 | 2009-11-03 | 2010-06-01 | |
| EMPEROR FUTURES LIMITED | RO | 就期貨合約提供意見 | 2008-03-19 | 2010-06-01 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | RO | 槓桿式外匯交易 | 2008-03-19 | 2010-04-01 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就證券提供意見 | 2008-03-19 | 2010-06-01 |
| EMPEROR FUTURES LIMITED | RO | 期貨合約交易 | 2007-08-28 | 2010-06-01 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 證券交易 | 2007-08-28 | 2010-06-01 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2005-11-17 | 2007-08-28 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2005-11-17 | 2007-08-28 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | RO | 槓桿式外匯交易 | 2003-04-01 | 2007-03-31 |
已採集記錄中暫無金管局登記。