| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2017-05-11 | - |
| Rep | 期貨合約交易 | 2017-05-11 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-10-29 | 2017-03-31 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-10-29 | 2017-03-31 |
| Rep | 證券交易 | 2014-10-29 | 2017-03-31 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2011-09-01 | 2013-03-27 |
已採集記錄中暫無金管局登記。