| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-04-18 | 2012-06-28 |
| Rep | 證券交易 | 2012-04-18 | 2012-06-28 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-01-30 | 2012-03-15 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-01-30 | 2012-03-15 |
| Rep | 證券交易 | 2009-01-30 | 2012-03-15 |