| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2010-09-27 | 2013-05-24 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-09-27 | 2013-05-24 |
| Rep | 證券交易 | 2010-09-27 | 2013-05-24 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-10-24 | 2008-11-06 |