| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2014-01-13 | 2015-06-11 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2013-07-11 | 2013-11-01 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-02-02 | 2013-03-25 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-02-02 | 2013-03-25 |
| China Value Investment Limited (HK) | Rep | 提供資產管理 | 2008-10-13 | 2008-12-31 |
| CICC US Securities, Inc. | Rep | 證券交易 | 2007-08-06 | 2008-07-22 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2005-03-29 | 2008-07-22 |