| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOMAX SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-03-28 | - |
| Rep | 提供資產管理 | 2025-03-28 | - | |
| Rep | 證券交易 | 2025-03-28 | - | |
| Merit Asset Management Limited | Rep | 就證券提供意見 | 2023-11-06 | 2024-10-18 |
| Rep | 提供資產管理 | 2023-11-06 | 2024-10-18 | |
| Rep | 證券交易 | 2023-11-06 | 2024-10-18 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-08-15 | 2012-09-14 |
| Rep | 證券交易 | 2011-08-15 | 2012-09-14 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-08-15 | 2012-01-31 |
已採集記錄中暫無金管局登記。