| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2012-05-25 | - |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2009-10-19 | 2011-02-01 |
| RO | 就證券提供意見 | 2009-10-19 | 2012-04-01 | |
| RO | 提供資產管理 | 2009-10-19 | 2012-04-01 | |
| RO | 證券交易 | 2009-10-19 | 2012-04-01 | |
| Rep | 證券交易 | 2009-04-16 | 2009-10-19 | |
| Rep | 就期貨合約提供意見 | 2006-09-01 | 2009-10-19 | |
| Rep | 就證券提供意見 | 2006-09-01 | 2009-10-19 | |
| Rep | 提供資產管理 | 2006-09-01 | 2009-10-19 |