| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2009-12-22 | 2011-02-01 |
| Rep | 就證券提供意見 | 2009-12-22 | 2011-09-16 | |
| Rep | 提供資產管理 | 2009-12-22 | 2011-09-16 | |
| GENERALI INVESTMENTS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2009-06-30 | 2009-11-01 |
| Rep | 就證券提供意見 | 2009-06-30 | 2009-11-01 | |
| Rep | 提供資產管理 | 2009-06-30 | 2009-11-01 | |
| Rep | 期貨合約交易 | 2009-06-30 | 2009-11-01 | |
| Rep | 證券交易 | 2009-06-30 | 2009-11-01 |