| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2013-07-04 | 2017-08-01 |
| Rep | 證券交易 | 2013-07-04 | 2017-08-01 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2012-11-20 | 2019-05-07 |
| Rep | 就證券提供意見 | 2012-11-20 | 2019-05-07 | |
| Rep | 期貨合約交易 | 2012-11-20 | 2019-05-07 | |
| Rep | 證券交易 | 2012-11-20 | 2019-05-07 | |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2009-10-08 | 2011-02-01 |
| Rep | 就證券提供意見 | 2009-10-08 | 2012-03-31 | |
| Rep | 提供資產管理 | 2009-10-08 | 2012-03-31 |