| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 提供資產管理 | 2025-02-17 | - |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2025-02-17 | - |
| RO | 提供資產管理 | 2025-02-17 | - | |
| RO | 證券交易 | 2025-02-17 | - | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就證券提供意見 | 2022-05-04 | 2025-02-17 |
| RO | 就機構融資提供意見 | 2019-03-25 | 2025-02-17 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 證券交易 | 2018-03-23 | - |
| CHINA EVERBRIGHT RESEARCH LIMITED | RO | 就證券提供意見 | 2018-02-05 | - |
| Everbright Securities Global (HK) Limited | RO | 證券交易 | 2017-12-15 | 2023-12-31 |
| Everbright Securities Investment Services (HK) Limited | RO | 證券交易 | 2017-12-15 | - |
| Everbright Securities Global (HK) Limited | Rep | 證券交易 | 2015-02-03 | 2017-12-15 |
| RO | 就機構融資提供意見 | 2015-02-03 | 2023-12-31 | |
| Everbright Securities Investment Services (HK) Limited | RO | 就證券提供意見 | 2014-09-19 | - |
| Rep | 就證券提供意見 | 2014-05-14 | 2014-09-19 | |
| Rep | 證券交易 | 2014-05-14 | 2017-12-15 | |
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2008-11-18 | 2014-04-10 |
| RO | 就證券提供意見 | 2008-11-18 | 2014-04-10 | |
| Rep | 就證券提供意見 | 2007-09-12 | 2008-11-18 | |
| Rep | 就機構融資提供意見 | 2003-07-31 | 2008-11-18 | |
| RO | 就機構融資提供意見 | 2003-04-01 | 2003-07-31 |
已採集記錄中暫無金管局登記。