| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BAUHINIA CAPITAL PARTNERS LIMITED | Rep | 就機構融資提供意見 | 2016-09-14 | 2018-05-24 |
| Rep | 證券交易 | 2016-09-14 | 2019-06-14 | |
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2010-05-12 | 2016-02-15 |
| CLSA LIMITED | Rep | 證券交易 | 2010-05-12 | 2016-04-06 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2007-04-02 | 2010-03-20 |
| Rep | 證券交易 | 2007-04-02 | 2010-03-20 |