| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AM Squared Limited | Rep | 提供資產管理 | 2016-09-23 | 2019-08-30 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2016-03-09 | 2016-06-13 |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2014-01-14 | 2016-06-13 |
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2011-08-19 | 2012-02-28 |
| CLSA LIMITED | Rep | 證券交易 | 2011-08-19 | 2012-02-28 |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2007-10-23 | 2010-10-15 |