Personnel Hong Kong SFC License Details (ID 75453)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Macquarie Asia Securities Limited	Rep	就證券提供意見	2026-03-10	-
	Rep	證券交易	2026-03-10	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	證券交易	2024-10-16	2025-07-21
CLSA LIMITED	Rep	證券交易	2015-10-22	2017-12-09
	RO	證券交易	2014-10-14	2015-10-22
CLSA FUTURES LIMITED	Rep	期貨合約交易	2010-05-10	2016-02-15
CLSA LIMITED	Rep	證券交易	2007-06-11	2014-10-14
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自動化交易服務	2005-04-14	2007-05-09
Credit Suisse (Hong Kong) Limited	Rep	證券交易	2004-06-02	2007-05-09
Credit Suisse Futures (Hong Kong) Limited	Rep	期貨合約交易	2004-06-02	2007-05-09
Credit Suisse Securities (Hong Kong) Limited	Rep	證券交易	2004-06-02	2007-05-09
GOLDMAN SACHS (ASIA) L.L.C.	Rep	證券交易	2003-09-29	2003-12-18
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	證券交易	2003-09-29	2003-12-18
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2003-09-29	2003-12-18
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-08-06
	Rep	提供資產管理	2003-04-01	2003-08-06
	Rep	期貨合約交易	2003-04-01	2003-08-07
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-08-06
	Rep	就證券提供意見	2003-04-01	2003-08-06
	Rep	提供資產管理	2003-04-01	2003-08-06
	Rep	證券交易	2003-04-01	2003-08-07