| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2026-07-15 | - |
| CLSA FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-05-04 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-04 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2016-02-15 | |
| CLSA LIMITED | Rep | 證券交易 | 2003-04-01 | - |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-04 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-04 |