| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2009-06-30 | 2012-06-13 |
| CLSA LIMITED | Rep | 證券交易 | 2009-06-30 | 2012-06-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2005-09-30 | 2008-01-15 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2005-08-02 | 2008-01-15 |
| Rep | 證券交易 | 2005-08-02 | 2008-01-15 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2005-08-02 | 2008-01-15 |
| Rep | 期貨合約交易 | 2005-08-02 | 2008-01-15 |