| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2017-06-28 | 2021-08-11 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2016-08-16 | 2017-03-04 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2012-11-19 | 2016-04-14 |
| CLSA LIMITED | Rep | 就證券提供意見 | 2004-07-12 | 2006-09-07 |
| Rep | 證券交易 | 2004-07-12 | 2012-06-13 | |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2003-12-23 | 2004-07-05 |
| Success Securities Limited | Rep | 證券交易 | 2003-04-26 | 2003-12-18 |