| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | RO | 證券交易 | 2025-06-06 | - |
| CLSA LIMITED | RO | 證券交易 | 2025-06-06 | - |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2019-03-28 | 2025-06-06 |
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2013-12-23 | 2016-02-15 |
| CLSA LIMITED | Rep | 證券交易 | 2007-07-03 | 2025-06-06 |
已採集記錄中暫無金管局登記。