| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 證券交易 | 2024-03-28 | - |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2013-05-02 | 2020-05-13 |
| Rep | 期貨合約交易 | 2013-05-02 | 2024-03-31 | |
| Rep | 證券交易 | 2013-05-02 | 2024-03-31 | |
| CLSA LIMITED | Rep | 證券交易 | 2009-09-15 | 2012-02-16 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2009-02-11 | 2009-09-14 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-06-18 | 2008-11-24 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-05-23 | 2008-11-24 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-05-23 | 2008-11-24 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-03-22 | 2007-05-15 |
已採集記錄中暫無金管局登記。