| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-04-30 | - |
| Rep | 證券交易 | 2026-04-30 | - | |
| PULSAR CAPITAL LIMITED (HK) | RO | 就機構融資提供意見 | 2022-08-26 | 2026-04-08 |
| RO | 證券交易 | 2022-08-26 | 2026-04-08 | |
| Rep | 就機構融資提供意見 | 2018-06-28 | 2022-08-26 | |
| Rep | 證券交易 | 2018-06-28 | 2022-08-26 | |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-01-12 | 2017-11-03 |
| Rep | 證券交易 | 2016-01-12 | 2017-11-03 | |
| ABCI Securities Company Limited | Rep | 證券交易 | 2016-01-12 | 2017-11-03 |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | 就機構融資提供意見 | 2015-08-14 | 2015-12-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2015-08-14 | 2015-12-31 |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2011-06-23 | 2015-06-30 |
| Rep | 證券交易 | 2011-06-23 | 2015-06-30 | |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2010-08-26 | 2011-06-12 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2010-08-26 | 2011-06-12 |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | 證券交易 | 2008-07-14 | 2010-08-21 |
| Rep | 就機構融資提供意見 | 2008-05-21 | 2010-08-21 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-02-14 | 2008-05-07 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | 2008-02-14 | 2008-05-07 |
| DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2007-12-04 | 2008-02-05 |
| SBI E2-CAPITAL PARTNERS LIMITED | Rep | 證券交易 | 2006-09-21 | 2007-06-04 |
| Rep | 就機構融資提供意見 | 2006-08-18 | 2007-06-04 | |
| PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2005-02-03 | 2006-08-09 |
| Templewater Hong Kong Limited | Rep | 就機構融資提供意見 | 2004-05-27 | 2004-11-17 |
| Rep | 證券交易 | 2004-05-27 | 2004-11-17 | |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-12-16 | 2004-04-27 |
| Rep | 證券交易 | 2003-12-16 | 2004-04-27 |
已採集記錄中暫無金管局登記。