| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Fosun International Capital Limited | RO | 就機構融資提供意見 | 2025-04-11 | - |
| RO | 就證券提供意見 | 2025-04-11 | - | |
| RO | 證券交易 | 2025-04-11 | - | |
| Rep | 就機構融資提供意見 | 2025-02-03 | 2025-04-11 | |
| Rep | 就證券提供意見 | 2025-02-03 | 2025-04-11 | |
| Rep | 證券交易 | 2025-02-03 | 2025-04-11 | |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2016-06-20 | 2024-10-31 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2016-04-20 | 2024-10-31 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-04-20 | 2016-06-20 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就機構融資提供意見 | 2015-07-22 | 2016-04-10 |
| RO | 證券交易 | 2015-07-22 | 2016-04-10 | |
| Rep | 證券交易 | 2015-04-16 | 2015-07-22 | |
| Rep | 就機構融資提供意見 | 2014-08-22 | 2015-07-22 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-06-04 | 2014-07-19 |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2010-09-20 | 2013-05-09 |
| Rep | 證券交易 | 2010-09-20 | 2013-05-09 | |
| CMB International Capital Holdings Corporation Limited | Rep | 就機構融資提供意見 | 2010-02-26 | 2010-09-20 |
| Rep | 證券交易 | 2010-02-26 | 2010-09-20 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2009-04-09 | 2010-02-19 |
| Rep | 證券交易 | 2009-04-09 | 2010-02-19 | |
| ICEA CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-09-27 | 2008-09-30 |
| ICEA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-09-27 | 2009-04-01 |
| Rep | 證券交易 | 2007-09-27 | 2009-04-01 |
已採集記錄中暫無金管局登記。