Personnel Hong Kong SFC License Details (ID 75825)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期貨合約交易	2023-09-21	2023-09-21
	Rep	證券交易	2023-09-15	2023-09-21
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	證券交易	2023-03-20	2023-08-11
KGI ASIA LIMITED	Rep	證券交易	2018-07-04	2023-03-12
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2018-07-04	2023-03-12
XinKong International Securities Limited	Rep	期貨合約交易	2016-03-24	2018-06-29
	Rep	證券交易	2016-03-24	2018-06-29
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	期貨合約交易	2014-03-31	2016-02-29
	Rep	證券交易	2014-03-31	2016-02-29
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2013-11-29	2014-03-31
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2013-11-29	2014-03-31
Rifa Futures Limited	Rep	期貨合約交易	2013-08-26	2013-11-15
Rifa Securities Limited	Rep	證券交易	2013-08-26	2013-11-15
Success Futures and Foreign Exchange Limited	Rep	期貨合約交易	2013-05-22	2013-08-03
Success Securities Limited	Rep	證券交易	2012-12-04	2013-08-03
Soochow Securities International Brokerage Limited	Rep	證券交易	2012-06-01	2012-11-24
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期貨合約交易	2012-05-17	2012-05-24
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	證券交易	2012-05-17	2012-05-24
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2012-02-27	2012-05-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2012-01-13	2012-05-12
CMB International Securities Limited	Rep	證券交易	2010-10-05	2011-12-31
CMB International Capital Holdings Corporation Limited	Rep	證券交易	2010-02-25	2010-11-16
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2008-10-03	2010-02-17
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2008-10-03	2010-02-17
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	證券交易	2005-11-22	2008-10-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期貨合約交易	2005-11-22	2008-10-01
BOCI SECURITIES LIMITED	Rep	期貨合約交易	2005-10-13	2005-11-07
BOCI Bullion Company Limited	Rep	提供自動化交易服務	2003-10-28	2004-04-28
	Rep	證券交易	2003-10-28	2005-11-07
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	就期貨合約提供意見	-	2003-09-08
	Rep	提供資產管理	-	2003-09-08
	Rep	期貨合約交易	-	2005-11-07
BOCI SECURITIES LIMITED	Rep	就機構融資提供意見	-	2003-09-08
	Rep	就證券提供意見	-	2003-09-08
	Rep	提供資產管理	-	2003-09-08
	Rep	證券交易	-	2005-11-07